Bankruptcy Basics
While the information presented is accurate as of the date of publication, it should not be cited or relied upon as legal authority. It should not be used as a substitute for reference to the United States Bankruptcy Code (title 11, United States Code) and the Federal Rules of Bankruptcy Procedure, both of which may be reviewed at local law libraries, or to local rules of practice adopted by each bankruptcy court. Finally, this publication should not substitute for the advice of competent legal counsel.
A fundamental goal of the federal bankruptcy laws enacted by Congress is to give debtors a financial "fresh start" from burdensome debts. The Supreme Court made this point about the purpose of the bankruptcy law in a 1934 decision:
[I]t gives to the honest but unfortunate debtor…a new opportunity in life and a clear field for future effort, unhampered by the pressure and discouragement of preexisting debt.
A debtor's involvement with the bankruptcy judge is usually very limited. A typical chapter 7 debtor will not appear in court and will not see the bankruptcy judge unless an objection is raised in the case. A chapter 13 debtor may only have to appear before the bankruptcy judge at a plan confirmation hearing. Usually, the only formal proceeding at which a debtor must appear is the meeting of creditors, which is usually held at the offices of the U.S. trustee. This meeting is informally called a "341 meeting" because section 341 of the Bankruptcy Code requires that the debtor attend this meeting so that creditors can question the debtor about debts and property.
On April 20, 2005, President Bush signed into law the Bankruptcy
Abuse Prevention and Consumer Protection Act of 2005 ("BAPCPA"). BAPCPA
made substantial changes to the Bankruptcy Code. And the Bankruptcy
Judges Division has made significant revisions to this online version of
Bankruptcy Basics to account for BAPCPA's changes to the Code.
Six basic types of bankruptcy cases are provided for under the
Bankruptcy Code, each of which is discussed in this publication. The
cases are traditionally given the names of the chapters that describe
them.
Chapter 7, entitled Liquidation, contemplates an orderly,
court-supervised procedure by which a trustee takes over the assets of
the debtor's estate, reduces them to cash, and makes distributions to
creditors, subject to the debtor's right to retain certain exempt
property and the rights of secured creditors. Because there is usually
little or no nonexempt property in most chapter 7 cases, there may not
be an actual liquidation of the debtor's assets. These cases are called
"no-asset cases." A creditor holding an unsecured claim will get a
distribution from the bankruptcy estate only if the case is an asset
case and the creditor files a proof of claim with the bankruptcy court.
In most chapter 7 cases, if the debtor is an individual, he or she
receives a discharge that releases him or her from personal liability
for certain dischargeable debts. The debtor normally receives a
discharge just a few months after the petition is filed. Amendments to
the Bankruptcy Code enacted in to the Bankruptcy Abuse Prevention and
Consumer Protection Act of 2005 require the application of a "means
test" to determine whether individual consumer debtors qualify for
relief under chapter 7. If such a debtor's income is in excess of
certain thresholds, the debtor may not be eligible for chapter 7 relief.
Chapter 13, entitled Adjustment of Debts of an Individual With Regular
Income, is designed for an individual debtor who has a regular source of
income. Chapter 13 is often preferable to chapter 7 because it enables
the debtor to keep a valuable asset, such as a house, and because it
allows the debtor to propose a "plan" to repay creditors over time –
usually three to five years. Chapter 13 is also used by consumer debtors
who do not qualify for chapter 7 relief under the means test. At a
confirmation hearing, the court either approves or disapproves the
debtor's repayment plan, depending on whether it meets the Bankruptcy
Code's requirements for confirmation. Chapter 13 is very different from
chapter 7 since the chapter 13 debtor usually remains in possession of
the property of the estate and makes payments to creditors, through the
trustee, based on the debtor's anticipated income over the life of the
plan. Unlike chapter 7, the debtor does not receive an immediate
discharge of debts. The debtor must complete the payments required under
the plan before the discharge is received. The debtor is protected from
lawsuits, garnishments, and other creditor actions while the plan is in
effect. The discharge is also somewhat broader (i.e., more debts are
eliminated) under chapter 13 than the discharge under chapter 7.
Chapter 11, entitled Reorganization, ordinarily is used by commercial
enterprises that desire to continue operating a business and repay
creditors concurrently through a court-approved plan of reorganization.
The chapter 11 debtor usually has the exclusive right to file a plan of
reorganization for the first 120 days after it files the case and must
provide creditors with a disclosure statement containing information
adequate to enable creditors to evaluate the plan. The court ultimately
approves (confirms) or disapproves the plan of reorganization. Under the
confirmed plan, the debtor can reduce its debts by repaying a portion of
its obligations and discharging others. The debtor can also terminate
burdensome contracts and leases, recover assets, and rescale its
operations in order to return to profitability. Under chapter 11, the
debtor normally goes through a period of consolidation and emerges with
a reduced debt load and a reorganized business.
Chapter 12, entitled Adjustment of Debts of a Family Farmer or Fisherman
with Regular Annual Income, provides debt relief to family farmers and
fishermen with regular income. The process under chapter 12 is very
similar to that of chapter 13, under which the debtor proposes a plan to
repay debts over a period of time – no more than three years unless the
court approves a longer period, not exceeding five years. There is also
a trustee in every chapter 12 case whose duties are very similar to
those of a chapter 13 trustee. The chapter 12 trustee's disbursement of
payments to creditors under a confirmed plan parallels the procedure
under chapter 13. Chapter 12 allows a family farmer or fisherman to
continue to operate the business while the plan is being carried out.
Chapter 9, entitled Adjustment of Debts of a Municipality, provides
essentially for reorganization, much like a reorganization under chapter
11. Only a "municipality" may file under chapter 9, which includes
cities and towns, as well as villages, counties, taxing districts,
municipal utilities, and school districts.
The purpose of Chapter 15, entitled Ancillary and Other Cross-Border
Cases, is to provide an effective mechanism for dealing with cases of
cross-border insolvency. This publication discusses the applicability of
Chapter 15 where a debtor or its property is subject to the laws of the
United States and one or more foreign countries.
Q: How do I file a civil case? Is there a charge?
A civil action is commenced by the filing of a complaint. Parties
instituting a civil action in a district court are required to pay a
filing fee pursuant to Title 28, U.S. Code, Section 1914. The current
fee is $350. Complaints may be accompanied by an application to proceed
in forma pauperis, meaning that the plaintiff is incapable of paying the
filing fee. Proceedings in forma pauperis are governed by Title 28, U.S.
Code, Section 1915.
Q: How do I file a criminal case?
Individuals do not file criminal charges in U.S. district courts. A
criminal proceeding is initiated by the government, usually through the
U.S. attorney's office in coordination with a law enforcement agency.
Allegations of criminal behavior should be brought to local police, the
FBI, or other appropriate law enforcement agency.
Q: How do I file for bankruptcy? Is there a charge?
A bankruptcy case is commenced by the filing of a petition. You must
also file a statement of your assets and liabilities, and schedules
listing your creditors. If you choose to file a bankruptcy petition
without the assistance of an attorney, you can obtain the required forms
at most stationery stores or at www.uscourts.gov/bkforms/index.html.
There is a range of filing fees for bankruptcy cases, depending on the
chapter of the bankruptcy code under which you file. Chapter 7, by far
the most common form filed by individuals, involves an almost complete
liquidation of the assets of the debtor, as well as a discharge of most
debts.
